Laurence Braunstein (CRD# 1220577) is an Investment Advisor Representative working at Paradigm Wealth Advisory LLC in Bridgewater, NJ and has over 40 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 4125056
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Paradigm Wealth Advisory LLC | Englewood, NJ | Sep 2019 - Current | 4 |
Janney Montgomery Scott LLC | New York, NY | May 2015 - Sep 2019 | 4 |
Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - May 2015 | < 1 |
Morgan Stanley Smith Barney | New York, NY | Jul 2010 - May 2015 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 1984 |
S65 | NASAA Investment Advisors Law Examination | Jul 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
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Total Assets Under Management356MILLIONS
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Total Number of Accounts2,137ACCOUNTS
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Average Account Value$166,648
- A percentage of assets under your management
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