Carrie Abbott, financial advisor Brea CA

Carrie Abbott

CRD Number: 6248372
Current Firm: Charles Schwab & Company, Inc.

Carrie Abbott (CRD# 6248372) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Brea, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Brea, CA Feb 2019 - Current < 1
Charles Schwab Bank Brea, CA Feb 2019 - Current < 1
Pimco Investments LLC Newport Beach, CA Oct 2015 - Feb 2019 3
Well Fargo Advisors, LLC Long Beach, CA Sep 2012 - Sep 2015 3
Unemployed Irvine, CA Aug 2012 - Sep 2012 < 1
Njw Law, Apc Newport Beach, CA Nov 2011 - Aug 2012 < 1
Unemployed Irvine, CA Sep 2011 - Nov 2011 < 1
University Of California, Irvine Irvine, CA Jun 2010 - Sep 2011 1
University Of California, Santa Barbara Goleta, CA Sep 2006 - Jun 2010 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2014
S65 NASAA Investment Advisors Law Examination Mar 2019
Contact Info for Carrie E. Abbott
Phone Number: 415-667-7000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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