Bruce Traub (CRD# 3219474) is an Investment Advisor Representative working at Ministry Partners Securities, LLC in Brea, CA and has over 25 years of experience in the finance industry. Bruce Traub has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2962660
Grove Point Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| 724 Capital, LLC | Fresno, CA | Jun 2023 - Current | < 1 |
| Ministry Partners Securities LLC | Brea, CA | Nov 2013 - Current | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 1999 |
- CA
- ID
- IL
- OR
- TX
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Total Assets Under Management18MILLIONS
-
Total Number of Accounts169ACCOUNTS
-
Average Account Value$106,143
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
CA, ID, IL, OR, TX
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