Douglas Babcock, financial advisor Bozeman MT

Douglas Babcock

CRD Number: 2499954
Current Firm: Professional Financial Management, Inc.

Douglas Babcock (CRD# 2499954) is an Investment Advisor Representative working at Professional Financial Management, Inc. in Bozeman, MT and has over 29 years of experience in the finance industry. Douglas Babcock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Professional Financial Management Bozeman, MT Jan 2010 - Current 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1994
Contact Info for Douglas M. Babcock
Phone Number: 406-587-1604
Registered State(s):
  • AK
  • CA
  • LA
  • MT
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States

AK, CA, LA, MT, TX

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