Cody Brooks, financial advisor Bottineau ND

Cody Brooks

CRD Number: 7496245
Current Firm: Newedge Advisors

Cody Brooks (CRD# 7496245) is an Investment Advisor Representative working at Newedge Advisors in Bottineau, ND and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Newedge Advisors, LLC New Orleans, LA Jul 2022 - Current 1
Lpl Financial LLC Bottineau, ND May 2022 - Current 1
Corewealth Financial Advisors Bottineau, ND Mar 2022 - Jul 2022 < 1
Mckenzie County School District Watford City, ND Jan 2022 - Mar 2022 < 1
Silver Fox Pipeline & Facility Services, Inc. Watford City, ND Jun 2021 - Dec 2021 < 1
First International Bank & Trust Watford City, ND May 2018 - Jun 2021 3
Mckenzie County School District Watford City, ND Aug 2017 - May 2018 < 1
Valley City State University Valley City, ND Jan 2015 - Aug 2017 2
Mayville State University Mayville, ND Aug 2014 - Dec 2014 < 1
Lakeshore Lawns Bottineau, ND May 2014 - Aug 2014 < 1
Dakota College At Bottineau Bottineau, ND Apr 2012 - May 2014 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2022
Contact Info for Cody O. Brooks
Phone Number: 504-459-4391
Registered State(s):
  • ND
  • TX
By the Numbers
  • Total Assets Under Management
    18,432
    MILLIONS
  • Total Number of Accounts
    62,249
    ACCOUNTS
  • Average Account Value
    $296,108
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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