![Joseph Cobb, financial advisor Birmingham AL](/img/ws/profile-blank-sq.png)
Joseph Cobb (CRD# 5971887) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Birmingham, AL and has over 11 years of experience in the finance industry.
![Steven Abrams, financial advisor Birmingham AL](/img/ws/profile-blank-sq.png)
CRD# 2842337
Nbc Securities, Inc.
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CRD# 6641051
Rfg Advisory, LLC
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CRD# 6186795
Cetera Investment Advisers LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Cetera Investment Advisers LLC | Birmingham, AL | Jul 2019 - Current | 5 |
Cetera Investment Services LLC | St. Cloud, MN | Jul 2019 - Current | 5 |
Regions Bank | Birmingham, AL | Jul 2019 - Current | 5 |
W&s Brokerage Services | Cincinnati, OH | May 2018 - Jun 2019 | 1 |
Western & Southern Life | Concord, NC | Apr 2018 - Jun 2019 | 1 |
Charles Schwab & Company, Inc. | Birmingham, AL | Apr 2017 - Apr 2018 | 1 |
Charles Schwab Bank | Birmingham, AL | Apr 2017 - Apr 2018 | 1 |
Horne Family Businesses | Birmingham, AL | Mar 2015 - Apr 2017 | 2 |
Nbc Securities | Birmingham, AL | Dec 2014 - Mar 2015 | < 1 |
Pnc Investments | Birmingham, AL | Oct 2014 - Oct 2014 | < 1 |
Pnc Bank | Birmingham, AL | Oct 2014 - Oct 2014 | < 1 |
Bank Of America, N.a. | Birmingham, AL | Apr 2013 - Oct 2014 | 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham, AL | Oct 2012 - Oct 2014 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Jan 2013 |
S63 | Uniform Securities State Law Examination | Jun 2018 |
- AL
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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