Jonathan Brooks (CRD# 6641341) is an Investment Advisor Representative working at The Welch Group, LLC in Birmingham, AL and has over 7 years of experience in the finance industry. Jonathan Brooks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2842337
Nbc Securities, Inc.
CRD# 6641051
Rfg Advisory, LLC
CRD# 6186795
Cetera Investment Advisers LLC
Company Name | Location | Dates | Years |
---|---|---|---|
The Welch Group, LLC | Birmingham, AL | Sep 2022 - Current | 1 |
Jendia, Llc (northwestern Mutual) | Birmingham, AL | Jun 2020 - Sep 2022 | 2 |
Syll, Llc (northwestern Mutual) | Greenville, SC | Jan 2017 - Jun 2020 | 3 |
Northwestern Mutual Investment Services LLC | Greenville, SC | May 2016 - Jan 2017 | < 1 |
Columbia International University | Columbia, SC | Aug 2013 - Dec 2016 | 3 |
Exercise.com (quote 360) | Columbia, SC | Aug 2015 - Apr 2016 | < 1 |
Woodlands Camp | Cleveland, GA | May 2015 - Aug 2015 | < 1 |
Columbia International University Accounting Office | Columbia, SC | Jan 2015 - Apr 2015 | < 1 |
Woodlands Camp | Cleveland, GA | May 2014 - Aug 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jun 2017 |
- AL
- TX
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Total Assets Under Management2,760MILLIONS
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Total Number of Accounts3,957ACCOUNTS
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Average Account Value$697,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AL, CA, FL, GA, LA, MO, MS, NC, NY, PA, SC, TN, TX, VA
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