James Schlaier (CRD# 6534881) is an Investment Advisor Representative working at Pgim Investments LLC in Birmingham, AL and has over 8 years of experience in the finance industry.
CRD# 2842337
Nbc Securities, Inc.
CRD# 6641051
Rfg Advisory, LLC
CRD# 6186795
Cetera Investment Advisers LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Pgim Investments,llc | Birmingham, AL | Nov 2018 - Current | 5 |
Prudential Investment Management Services LLC | Birmingham, AL | Nov 2018 - Current | 5 |
Pgim Investments,llc | Birmingham, AL | Nov 2018 - Current | 5 |
Pfs Investments Inc. | Cranford, NJ | Jul 2018 - Oct 2018 | < 1 |
Primerica Financial Services | Cranford, NJ | May 2018 - Oct 2018 | < 1 |
Ey | Secaucus, NJ | Sep 2016 - Jun 2018 | 1 |
National Securities Corp | New York, NY | Jan 2015 - Aug 2016 | 1 |
Ramapo College | Mahwah, NJ | Sep 2012 - May 2015 | 2 |
Ramsey Dpw | Ramsey, NJ | Oct 2011 - Jan 2015 | 3 |
Global Arena Capital | New York, NY | Mar 2014 - Dec 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Sep 2015 |
S65 | NASAA Investment Advisors Law Examination | Dec 2016 |
- NJ
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Total Assets Under Management315,352MILLIONS
-
Total Number of Accounts167ACCOUNTS
-
Average Account Value$1,888,332,353
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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