Charles Thompson (CRD# 1497666) is an Investment Advisor Representative working at Avantax Advisory Services in Biloxi, MS and has over 27 years of experience in the finance industry. Charles Thompson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1442341
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4404920
Stifel, Nicolaus & Company, Incorporated
CRD# 6898590
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Avantax Investment Services, Inc. | Biloxi, MS | Oct 2017 - Current | 6 |
| Avantax Advisory Services | Biloxi, MS | Oct 2017 - Current | 6 |
| Avantax Insurance Agency, LLC | Biloxi, MS | Oct 2017 - Current | 6 |
| Strategic Retirement Solutions | Biloxi, MS | Oct 2017 - Current | 6 |
| Thompson, Baxter & Associates | Biloxi, MS | Mar 1993 - Nov 2019 | 26 |
| Hd Vest Insurance Agency, LLC | Irving, TX | Oct 2017 - Aug 2019 | 1 |
| National Planning Corporation | Biloxi, MS | Dec 2015 - Oct 2017 | 1 |
| Next Financial Group, Inc. | Houston, TX | Jan 2009 - Dec 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1997 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1998 |
- MS
- TX
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Total Assets Under Management41,696MILLIONS
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Total Number of Accounts131,534ACCOUNTS
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Average Account Value$316,996
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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