Matthew Carrier (CRD# 4421960) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Beverly Hills, CA and has over 22 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hsbc Bank Usa Na | Beverly Hills, CA | May 2017 - Current | 7 |
| Hsbc Securities Usa Inc. | Beverly Hills, CA | May 2017 - Current | 7 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles, CA | Feb 2016 - May 2017 | 1 |
| Bank Of America, N.a. | Los Angeles, CA | Feb 2016 - May 2017 | 1 |
| Hsbc Securities (usa) Inc. | Beverly Hills, CA | May 2005 - Feb 2016 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2001 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2016 |
- CA
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Total Assets Under Management3,020MILLIONS
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Total Number of Accounts12,387ACCOUNTS
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Average Account Value$243,838
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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