Samuel Beach, financial advisor Bethesda MD

Samuel Beach

CRD Number: 1197819
Current Firm: Sargent Investment Group

Samuel Beach (CRD# 1197819) is an Investment Advisor Representative working at Sargent Investment Group in Bethesda, MD and has over 40 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Washington, DC Nov 2016 - Current 7
Wells Fargo Advisors LLC Washington, DC May 2009 - Nov 2016 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
S65 NASAA Investment Advisors Law Examination Apr 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Samuel F. Beach
Phone Number: (202) 580-6400
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    1,147
    MILLIONS
  • Total Number of Accounts
    1,676
    ACCOUNTS
  • Average Account Value
    $684,246
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, CT, DC, DE, FL, GA, LA, MA, MD, ME, NC, NH, NJ, NM, NY, OR, PA, TX, VA, WA

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