Matthew McGroarty (CRD# 3046687) is an Investment Advisor Representative working at Nations Financial Group, Inc. in Berwyn, PA and has over 25 years of experience in the finance industry.
CRD# 5002082
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2629855
Investment Management & Planning LLC
CRD# 1982803
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Nations Financial Group, Inc. | Berwyn, PA | Jul 2023 - Current | < 1 |
| Wells Fargo Advisors Financial Network, LLC | Paoli, PA | Jul 2017 - Jul 2023 | 6 |
| Wells Fargo Advisors Financial Network, LLC | Berwyn, PA | Jul 2015 - Jul 2017 | 2 |
| Wells Fargo Advisors LLC | Wayne, PA | May 2009 - Jul 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1998 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
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Total Assets Under Management3,399MILLIONS
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Total Number of Accounts9,857ACCOUNTS
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Average Account Value$344,798
- A percentage of assets under your management
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