Brian Lee (CRD# 4023589) is an Investment Advisor Representative working at Prudential Financial Planning Services in Basking Ridge, NJ and has over 24 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 4125056
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4132890
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pruco Securities, LLC | Basking Ridge, NJ | Aug 2019 - Current | 4 |
| Prudential Insurance Company Of America | Basking Ridge, NJ | Aug 2019 - Current | 4 |
| Minnesota Life Insurance Co | St Paul, MN | Nov 2015 - Jun 2019 | 3 |
| Securian Financial Services | St Paul, MN | Nov 2015 - Jun 2019 | 3 |
| Allied Wealth Partners | Parsippany, NJ | Nov 2015 - Jun 2019 | 3 |
| Securian Financial Services | St Paul, MN | Sep 2015 - Nov 2015 | < 1 |
| Allied Wealth Partners | Parsippany, NJ | Sep 2015 - Nov 2015 | < 1 |
| Unemployed | Englewood Cliffs, NJ | May 2008 - Sep 2015 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1999 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2015 |
- NJ
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Total Assets Under Management16,379MILLIONS
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Total Number of Accounts113,575ACCOUNTS
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Average Account Value$144,211
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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