Christopher Polsinelli, financial advisor Ballston Spa NY

Christopher Polsinelli

CRD Number: 5724415
Current Firm: Osaic Institutions, Inc.

Christopher Polsinelli (CRD# 5724415) is an Investment Advisor Representative working at Osaic Institutions, Inc. in Ballston Spa, NY and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Osaic Institutions, Inc. Meriden, CT Feb 2024 - Current < 1
Ballston Spa National Bank Ballston Spa, NY Feb 2024 - Current < 1
Pruco Securities, LLC Gloversville, NY Nov 2020 - Feb 2024 3
Prudential Insurance Company Of America Gloversville, NY Nov 2020 - Feb 2024 3
Unemployed Schenectady, NY Mar 2020 - Aug 2020 < 1
Transamerica Capital Inc. Denver, CO Oct 2019 - Feb 2020 < 1
Prudential Insurance Company Of America Latham, NY Jul 2018 - Oct 2019 1
Pruco Securities, LLC Latham, NY Jul 2018 - Oct 2019 1
No Employment Los Angeles, CA May 2017 - Jul 2018 1
Principal Life Insurance Company Latham, NY Nov 2016 - Apr 2017 < 1
Principal Securities Inc. Latham, NY Nov 2016 - Apr 2017 < 1
Jhfn Sii Albany, NY Mar 2013 - Oct 2016 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2021
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Christopher B. Polsinelli
Phone Number: 203-599-6000
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    3,627
    MILLIONS
  • Total Number of Accounts
    8,478
    ACCOUNTS
  • Average Account Value
    $427,771
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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