James Rivers (CRD# 3123984) is an Investment Advisor Representative working at Kestra Private Wealth Services, LLC in Austin, TX and has over 25 years of experience in the finance industry. James Rivers has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Kestra Private Wealth Services, LLC | Waycross, GA | Nov 2023 - Current | < 1 |
Kestra Investment Services, LLC | Waycross, GA | Nov 2023 - Current | < 1 |
Byrt Financial Advisors, LLC | Waycross, GA | Jan 2021 - Nov 2023 | 2 |
Avantax Advisory Services | Irving, TX | Oct 2019 - Nov 2023 | 4 |
Avantax Investment Services, Inc. | Alma, GA | Oct 2019 - Nov 2023 | 4 |
Jsr Consulting, Pc | Waycross, GA | Jul 2002 - Nov 2023 | 21 |
Avantax Insurance Services, Inc. | Waycross, GA | Apr 1999 - Nov 2023 | 24 |
Byrt Cpas, LLC | Waycross, GA | Jul 2002 - Jan 2021 | 18 |
1st Global Advisors, Inc. | Waycross, GA | Jan 2003 - Oct 2019 | 16 |
1st Global Capital Corp. | Waycross, GA | Sep 1998 - Oct 2019 | 21 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Dec 1998 |
- GA
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Total Assets Under Management7,300MILLIONS
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Total Number of Accounts21,652ACCOUNTS
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Average Account Value$337,139
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
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- Pension consulting services
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AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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