James Beltz (CRD# 3195870) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Austin, TX and has over 25 years of experience in the finance industry.
CRD# 2219717
Kestra Advisory Services, LLC
CRD# 2610650
Ii Technology, LLC
CRD# 3168949
Next Financial Group, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Kestra Advisory Services, LLC | West Chester, PA | Jun 2022 - Current | 1 |
| Kestra Investment Services, LLC | West Chester, PA | Jun 2022 - Current | 1 |
| Janney Montgomery Scott LLC | West Chester, PA | Mar 2015 - Jun 2022 | 7 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Mar 2015 | < 1 |
| Morgan Stanley Smith Barney | West Chester, PA | Jun 2009 - Mar 2015 | 5 |
| Morgan Stanley & Co Inc. | West Chester, PA | Nov 2008 - Mar 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
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Total Assets Under Management48,324MILLIONS
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Total Number of Accounts140,425ACCOUNTS
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Average Account Value$344,129
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