Paul Babaz (CRD# 2373008) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Atlanta, GA and has over 29 years of experience in the finance industry.
CRD# 5338514
Rollins Financial Advisors, LLC
CRD# 6506817
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5147159
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Oppenheimer & Company Inc. | Atlanta, GA | Oct 2019 - Current | 3 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Oct 2019 | 4 |
| Morgan Stanley Smith Barney | Atlanta, GA | Jun 2009 - Oct 2019 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1993 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1993 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- GA
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Total Assets Under Management27,024MILLIONS
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Total Number of Accounts30,576ACCOUNTS
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Average Account Value$883,838
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
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- Portfolio management for individuals and/or small businesses
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- Pension consulting services
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