Larry Boggs, financial advisor Atlanta GA

Larry Boggs

CRD Number: 1874727
Current Firm: International Assets Investment Management, LLC

Larry Boggs (CRD# 1874727) is an Investment Advisor Representative working at International Assets Investment Management, LLC in Atlanta, GA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
International Assets Investment Management, LLC Atlanta, GA Apr 2019 - Current < 1
International Assets Advisory, LLC Atlanta, GA Apr 2019 - Current < 1
First Allied Advisory Services, Inc. Chesterfield, MO Mar 2014 - Apr 2019 5
First Allied Securites, Inc. San Diego, CA Oct 2011 - Apr 2019 7
Fsc Securities Corporation Birmingham, AL Aug 2003 - Oct 2011 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1988
S65 NASAA Investment Advisors Law Examination Dec 1998
S66 NASAA Uniform Combined State Law Examination Feb 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Larry G. Boggs
Phone Number: 407-254-1516
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    794
    MILLIONS
  • Total Number of Accounts
    3,348
    ACCOUNTS
  • Average Account Value
    $237,290
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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