James Sims (CRD# 2529265) is an Investment Advisor Representative working at Signature Wealth Management Group LLC in Atlanta, GA and has over 29 years of experience in the finance industry. James Sims has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 7069825
Beacon Global Advisor Network, LLC
CRD# 5338514
Rollins Financial Advisors, LLC
CRD# 5822473
Rockefeller Capital Management
Company Name | Location | Dates | Years |
---|---|---|---|
Signature Wealth Management Group LLC | Atlanta, GA | Feb 2017 - Current | 7 |
Purshe Kaplan Sterling Investments | Albany, NY | Apr 2017 - Nov 2017 | < 1 |
Raymond James & Associates, Inc. | Atlanta, GA | Nov 2008 - Mar 2017 | 8 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1994 |
S65 | NASAA Investment Advisors Law Examination | Oct 1994 |
- GA
- TX
-
Total Assets Under Management354MILLIONS
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Total Number of Accounts1,258ACCOUNTS
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Average Account Value$281,571
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
AL, FL, GA, IL, LA, NC, SC, TN, TX
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