Heather Banks (CRD# 5596878) is an Investment Advisor Representative working at Prudential Financial Planning Services in Asheville, NC and has over 15 years of experience in the finance industry. Heather Banks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4333814
Edward Jones
CRD# 7008925
Edward Jones
CRD# 2883544
Beacon Pointe Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Prudential Insurance Company Of America | Asheville, NC | Jul 2016 - Current | 7 |
Pruco Securities, LLC | Asheville, NC | Jul 2016 - Current | 7 |
Infinex Investments, Inc. | Ashevile, NC | Feb 2013 - Jul 2016 | 3 |
First Bank | Asheville, NC | Jun 2012 - Jul 2016 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Nov 2008 |
S65 | NASAA Investment Advisors Law Examination | Jul 2011 |
- NC
- TX
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Total Assets Under Management16,379MILLIONS
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Total Number of Accounts113,575ACCOUNTS
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Average Account Value$144,211
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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