Alan Phillips (CRD# 7153751) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Arlington, TX and has over 3 years of experience in the finance industry.
CRD# 5009276
Hedgefield Wealth Management
CRD# 2234163
Cravens Brothers Private Wealth Management LLC
CRD# 2492919
Patton Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Arlington, TX | Oct 2022 - Current | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Arlington, TX | Jul 2022 - Current | 1 |
| Prudential Insurance Company Of America | Alvarado, TX | Mar 2021 - Jul 2022 | 1 |
| Pruco Securities, LLC | Alvarado, TX | Mar 2021 - Jul 2022 | 1 |
| W&s Brokerage Service | Cincinnati, OH | Apr 2020 - Mar 2021 | < 1 |
| Western Southern Life | Westlake, TX | Apr 2019 - Mar 2021 | 1 |
| Allied Universal Security Services | Westlake, TX | Nov 2019 - Sep 2020 | < 1 |
| Aflac | Dallas, TX | May 2018 - Nov 2019 | 1 |
| Usps | Dallas, TX | Jan 2019 - Apr 2019 | < 1 |
| Dunbar Armored | Grapevine, TX | Aug 2018 - Jan 2019 | < 1 |
| Unemployed | Dallas, TX | Feb 2018 - May 2018 | < 1 |
| Endicott Pr | Dallas, TX | Oct 2016 - Feb 2018 | 1 |
| Unemployed | Addison, TX | Jun 2016 - Oct 2016 | < 1 |
| Cooksey Comunications | Irving, TX | Sep 2015 - Jun 2016 | < 1 |
| Pr2 (self Employed) | Addison, TX | Jun 2013 - Jul 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2020 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2022 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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- Educational seminars/workshops
- Other
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