James Houston, financial advisor American Fork UT

James Houston

CRD Number: 2867589
Current Firm: Riggs Capital Management, LLC

James Houston (CRD# 2867589) is an Investment Advisor Representative working at Riggs Capital Management, LLC in American Fork, UT and has over 26 years of experience in the finance industry. James Houston has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Dfpg Investments, Inc. Sandy, UT Jun 2017 - Current 6
Riggs Capital Management Provo, UT Mar 2014 - Current 10
Triad Advisors, Inc. Norcross, GA Feb 2014 - Jul 2016 2
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 1997
S63 Uniform Securities State Law Examination Jun 2014
Contact Info for James M. Houston
Phone Number: 801-221-7923
Registered State(s):
  • CA
  • UT
By the Numbers
  • Total Assets Under Management
    253
    MILLIONS
  • Total Number of Accounts
    372
    ACCOUNTS
  • Average Account Value
    $680,078
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States

AZ, CA, KY, MI, NH, TX, UT, VA, WA, WY

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