Richard Austin (CRD# 5994121) is an Investment Advisor Representative working at Truist Advisory Services, Inc. in Alpharetta, GA and has over 12 years of experience in the finance industry.
CRD# 7069825
Beacon Global Advisor Network, LLC
CRD# 5338514
Rollins Financial Advisors, LLC
CRD# 5822473
Rockefeller Capital Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Suntrust Investment Services, Inc. | Atlanta, GA | May 2020 - Current | 3 |
| Suntrust Advisory Services, Inc. | Atlanta, GA | May 2020 - Current | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta, GA | Dec 2019 - Apr 2020 | < 1 |
| Unemployed | Atlanta, GA | Sep 2019 - Dec 2019 | < 1 |
| Suntrust Investment Services, Inc. | Atlanta, GA | Aug 2018 - Sep 2019 | 1 |
| Suntrust Advisory Services, Inc. | Atlanta, GA | Aug 2018 - Sep 2019 | 1 |
| Wells Fargo Clearing Services, LLC | Salem, VA | Mar 2018 - Jul 2018 | < 1 |
| Wells Fargo Bank Na | Salem, VA | Mar 2018 - Jul 2018 | < 1 |
| Suntrust Advisory Services | Roanoke, VA | Sep 2016 - Feb 2018 | 1 |
| Suntrust Investment Services, Inc. | Roanoke, VA | Oct 2015 - Feb 2018 | 2 |
| Bb&t Investment Services, Inc. | Salem, VA | Oct 2014 - Oct 2015 | 1 |
| Shelor Motor Mile | Christianburg, VA | Sep 2013 - Oct 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2012 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2013 |
- GA
-
Total Assets Under Management61,370MILLIONS
-
Total Number of Accounts124,201ACCOUNTS
-
Average Account Value$494,117
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.