James Garman (CRD# 4937936) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Alpharetta, GA and has over 18 years of experience in the finance industry.
CRD# 7069825
Beacon Global Advisor Network, LLC
CRD# 5338514
Rollins Financial Advisors, LLC
CRD# 5822473
Rockefeller Capital Management
Company Name | Location | Dates | Years |
---|---|---|---|
Fidelity Investments | Atlanta, GA | Aug 2020 - Current | 3 |
Cuna Mutual | Rochester, NY | Jul 2020 - Aug 2020 | < 1 |
Td Ameritrade | Ithaca, NY | Mar 2018 - Apr 2020 | 2 |
Scottrade | Rochester, NY | Feb 2016 - Mar 2018 | 2 |
Nylife Securities LLC | Melville, NY | Feb 2009 - Dec 2015 | 6 |
New York Life Insurance Company | Melville, NY | Jan 2009 - Dec 2015 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2005 |
S66 | NASAA Uniform Combined State Law Examination | Feb 2018 |
- GA
- TX
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Total Assets Under Management818,776MILLIONS
-
Total Number of Accounts1,991,043ACCOUNTS
-
Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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