Benjamin Hardy (CRD# 7282645) is an Investment Advisor Representative working at Principal Securities, Inc. in Almond, NY and has over 3 years of experience in the finance industry.
CRD# 5154457
Lpl Financial LLC
CRD# 4482025
Cambridge Investment Research Advisors, Inc.
CRD# 2006578
Avantax Advisory Services
Company Name | Location | Dates | Years |
---|---|---|---|
Principal Securities Inc. | Almond, NY | Nov 2020 - Current | 3 |
Principal Life Insurance Company | Almond, NY | Nov 2020 - Current | 3 |
Unemployed | Dansville, NY | Oct 2020 - Nov 2020 | < 1 |
Wegmans Food Markets | Rochester, NY | Nov 2019 - Oct 2020 | < 1 |
Wegmans Food Markets | Rochester, NY | May 2018 - Nov 2019 | 1 |
Wegmans Food Markets | Rochester, NY | Jan 2017 - Apr 2018 | 1 |
Wegmans Food Markets | Rochester, NY | Sep 2015 - Jan 2017 | 1 |
Sodexo At Houghton College | Houghton, NY | Jun 2014 - Sep 2015 | 1 |
Houghton College | Houghton, NY | Aug 2010 - Jun 2014 | 3 |
Houghton College | Houghton, NY | Jan 2011 - May 2014 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Dec 2020 |
S65 | NASAA Investment Advisors Law Examination | Nov 2021 |
- NY
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Total Assets Under Management12,106MILLIONS
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Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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