Scott Babbitt, financial advisor San Diego CA

Scott Babbitt

CRD Number: 4057681
Current Firm: Crown Capital Securities, LP

Scott Babbitt (CRD# 4057681) is an Investment Advisor Representative working at Crown Capital Securities, LP in San Diego, CA and has over 24 years of experience in the finance industry.

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Lpl Financial LLC
Company Name Location Dates Years
Crown Capital Securities, LP Orange, CA Jan 2020 - Current 4
Self Employed Aliso Viejo, CA Oct 1999 - Current 24
Lpl Financial LLC Irvine, CA Nov 2017 - Nov 2019 2
Trilogy Capital, Inc. Irvine, CA Nov 2015 - Oct 2019 3
Trilogy Financial Services Irvine, CA Nov 2000 - Oct 2019 18
National Planning Corporation Santa Monica, CA Oct 1999 - Dec 2017 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2000
S65 NASAA Investment Advisors Law Examination Jan 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Scott R. Babbitt
Phone Number: 714-547-9481
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,223
    MILLIONS
  • Total Number of Accounts
    5,654
    ACCOUNTS
  • Average Account Value
    $216,326
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WY

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