Caroline Rodriguez (CRD# 7344002) is an Investment Advisor Representative working at Edward Jones in Alexander, AR and has 1 year of experience in the finance industry.
CRD# 1465724
Bok Financial Advisors
CRD# 4358121
Stifel, Nicolaus & Company, Incorporated
CRD# 4717379
Raymond James Financial Services Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Edward Jones | St Louis, MO | Feb 2024 - Current | < 1 |
| Edward Jones | St Louis, MO | Apr 2021 - Feb 2024 | 2 |
| Maison 226/knickerbocker Darch | Hot Springs, AR | Apr 2022 - Jan 2024 | 1 |
| Charlotte Potts Insurance And Financial Services | North Little Rock, AR | Jul 2020 - Apr 2021 | < 1 |
| Extended Maternity Leave | Bryant, AR | Apr 2020 - Jul 2020 | < 1 |
| Brynn Hobbs Insurance Agency | Malvern, AR | Jan 2018 - Apr 2020 | 2 |
| Full Time Student | Conway, AR | Oct 2017 - Jan 2018 | < 1 |
| Michaels Stores | Conway, AR | Aug 2016 - Oct 2017 | 1 |
| Full Time Student | Conway, AR | Aug 2015 - Aug 2016 | 1 |
| Camp Aldersgate | Little Rock, AR | May 2015 - Aug 2015 | < 1 |
| Ike Eisenhauer Insurance Agency, Inc. | Hot Springs Village, AR | Jan 2011 - May 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2024 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AR
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Total Assets Under Management692,248MILLIONS
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Total Number of Accounts4,749,388ACCOUNTS
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Average Account Value$145,755
- A percentage of assets under your management
- Other
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