Glen Allen (CRD# 4293316) is an Investment Advisor Representative working at Del-sette Capital Management, LLC in Schenectady, NY and has over 8 years of experience in the finance industry. Glen Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1063197
Lpl Financial LLC
CRD# 6091481
The Ayco Company, LP
CRD# 5123632
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Del-sette Capital Management LLC | Schenectady, NY | Jan 2020 - Current | 4 |
| Unemployed | Rotterdam Junction, NY | Dec 2019 - Jan 2020 | < 1 |
| Charles Schwab & Company, Inc. | Albany, NY | Apr 2015 - Sep 2019 | 4 |
| Charles Schwab Bank | Albany, NY | Apr 2015 - Sep 2019 | 4 |
| Pioneer Savings Bank | Troy, NY | Jan 2010 - Jan 2015 | 5 |
| Cetera Investment Services LLC | St. Cloud, MN | Jan 2010 - Jan 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2015 |
- NY
- TX
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Total Assets Under Management152MILLIONS
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Total Number of Accounts749ACCOUNTS
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Average Account Value$202,710
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
CA, FL, LA, NH, NM, NY, TX, UT, VA
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