James Murray (CRD# 2651053) is an Investment Advisor Representative working at Phocas Financial Corporation in Alameda, CA and has over 26 years of experience in the finance industry.
CRD# 5395196
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1073218
Cetera Investment Advisers LLC
CRD# 6435798
Ameritas Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Phocas Financial | Alameda, CA | Apr 2005 - Current | 19 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1997 |
- CA
-
Total Assets Under Management796MILLIONS
-
Total Number of Accounts69ACCOUNTS
-
Average Account Value$11,532,516
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
CA
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