Robert Caldwell, financial advisor Addison TX

Robert Caldwell

CRD Number: 2168005
Current Firm: Northwestern Mutual Investment Services,llc

Robert Caldwell (CRD# 2168005) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Addison, TX and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Investment Services, LLC Dallas, TX Sep 2005 - Current 18
Northwestern Mutual Investment Services, LLC Milwaukee, WI Jul 1991 - Current 32
Northwestern Mutual Life Ins. Company Milwaukee, WI Jan 1990 - Current 34
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1991
S66 NASAA Uniform Combined State Law Examination Sep 2005
Contact Info for Robert E. Caldwell
Phone Number: 866-950-4644
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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