Edwin Klein, financial advisor Aberdeen WA

Edwin Klein

CRD Number: 1055513
Current Firm: Osaic Wealth, Inc.

Edwin Klein (CRD# 1055513) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Aberdeen, WA and has over 41 years of experience in the finance industry.

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Company Name Location Dates Years
Royal Alliance Aberdeen, WA Apr 2022 - Current 1
Harbor Investment Advisors Aberdeen, WA Feb 2022 - Current 2
Kestra Investment Services, LLC Aberdeen, WA Jan 2018 - Apr 2022 4
Kestra Private Wealth Services Aberdeen, WA Jan 2018 - Apr 2022 4
D.a. Davidson & Company Aberdeen, WA Nov 1997 - Jan 2018 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1982
S65 NASAA Investment Advisors Law Examination Oct 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Edwin J. Klein
Phone Number: 800-821-5100 EXT. 5389
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    29,536
    MILLIONS
  • Total Number of Accounts
    149,233
    ACCOUNTS
  • Average Account Value
    $197,920
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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